Danny F. Dukes & Associates, LLC is a BBB Accredited Business Consultant in Canton, GA

Danny F. Dukes and Associates, LLCoffers administration of a startup or an existing compliance/risk management program to serve you on a short- or long-term basis. Similar to the responsibilities of a compliance officer, our full service compliance solution offers all the elements of an effective compliance solution:

 

  • Evaluate the current compliance/risk management function
  • Review all existing compliance/risk management documentation
  • Evaluate policies and procedures
  • Develop a compliance risk profile and risk assessment
  • Performing a comprehensive risk assessment and developing a customized solution
  • Establishing and directing the compliance committee
  • Ascertain compliance systems and controls
  • Review prior examination and audit findings
  • Developing and implementing a compliance monitoring program
  • Performing customized compliance training
  • Maintaining the bank’s awareness of the regulatory environment and assisting with the implementation of new and amended regulations
  • Participating in new product/service development and recommending appropriate compliance controls
  • ​Identify the specific compliance requirements associated with the bank’s products and services


​AtDanny F. Dukes and Associates, LLC, we have actively reviewed compliance programs and assessed risks for card processors, community banks, finance companies and credit unions. We have implemented compliance programs like:


  • ​Anti-money Laundering/Bank Secrecy Act
  • Right to Financial Privacy
  • Information Security
  • Consumer Compliance (Deposit and Lending)
  • Fair Debt Collection Practices


This is only a partial list. Call us today and let us help you with your compliance program.

Compliance and Risk Management

Call now to find out how: 770-406-1820
Danny F. Dukes and Associates, LLC
101 Avalon CtCanton, GA30115US
Phone: 770-406-1820 Website: http://www.dannyfdukes.com/